NININS 2020

International Scientific Forum National Interest, National Identity and National Security

 

ANALYSIS OF METAPHORICAL CONSTRUCTIONS IN TEXTBOOKS ON RUSSIAN AS FOREIGN LANGUAGE

 

 

Golovko Nikolay (a)*, Odekova Feruza (b), Sheiko Darya (c)

*Corresponding author

 

(a) North Caucasus Federal University, Pushkina street 1, Stavropol, Russian Federation, info@ncfu.ru

(b) North Caucasus Federal University, Pushkina street 1, Stavropol, Russian Federation, info@ncfu.ru

(c) North Caucasus Federal University, Pushkina street 1, Stavropol, Russian Federation, info@ncfu.ru

 

 

Abstract

 

A new and interesting concept in the linguistic didactics that is currently being developed in global research and starts to attract attention of Russian authors is that of metaphorical competence of foreign language learners. In conjunction with the problematic question of semantical reference of metaphors, it constitutes a notable area to be studied and analyzed. As a part of a greater project dedicated to this area, we have performed initialreferential and typological analysis of metaphorical constructions found in texts and exercises of three major series of textbooks on Russian as a foreign language. Each series thus received early evaluation in terms of how actively it contributes to the development of metaphorical competence in students of Russian as a foreign language. And as a part of this effort we have reviewed and classified in accord with different aspects of semantical reference a total of 367 metaphorical constructions and were able to distinguish 45 types of basic semantical concepts that these constructions were carrying. Further research is planned with the ultimate objective to evaluate the importance of development of metaphorical competence within the context of foreign language learning in application to the Russian language for students of higher education institutions.

 

2357-1330 2020 Published by European Publisher.

 

Keywords: foreign language learning, Russian as a foreign language, metaphorical competence, applied linguistics, cognitive linguistics


 

1.       Introduction

Metaphors have been attracting attention of linguists and other researchers for many years. For example, in the field of cognitive linguistics a list of notable and frequently cited authors would include, but not be limited to G. Lakoff and M. Johnson (since 1980), L. Cameron (since 1999), L. Boroditsky (since 2000), Z. Kövecses (since 2002), J. Littlemore (since 2003), J. Charteris-Black (since 2004), A. Deignan (since 2005), E. Semino (since 2008). Findings in this area have a lot of potential and practical applications; for instance, indirect meanings constitute a considerable obstacle for machine interpretation and understanding of texts in natural languages.

One of such applications lies in the area of language teaching and learning. Native speakers are used to relying on metaphorical constructions that are tightly linked with their culture and its traditions. However, for a foreign learner such constructions might be counter-intuitive and generally unclear due to a different cultural background. It thus comes as no surprise that in the latest years we have observed a considerable number of research articles dedicated to analysis of metaphors in the context of linguistic didactics. Interesting recent examples are Pérez (2019), Birdsell (2018), Kelso (2018). The concept of metaphoric(al) competence can be found in such papers in particular and is generally understood as the students ability to perceive and produce metaphors in a second or foreign language.

We have also noticed that certain authors address the referential aspect of metaphors. In some articles, they claim that the phenomenon of reference is still not sufficiently researched in modern linguistics or is even ignored (see Raskin and Chernouski, 2017, for example). This aspect is indeed of particular interest, and we believe that it could produce meaningful results not only in the narrow area of language learning but also in the field of semantics and semiotics in general. As it is pointed out in (Stepanova et al., 2018), the way in which humans relate language signs to real world phenomena and objects is still not entirely clear.

As a part of a research project that is currently carried out by the Department of Russian Speech Culture within the Humanities Institute of the North Caucasus Federal University, our team has decided to analyze a set of popular textbooks on Russian as a foreign language and review their usage of metaphorical constructions. This particular paper will be focused on a relatively narrow task of collecting samples of metaphors and reviewing them in accord with their references and types.

 

2.       Problem Statement

As far as we are aware, the idea of development of metaphorical competence in students of second or foreign languages is a relatively new and not yet sufficiently explored field in linguistic didactics. Certain research that we have mentioned in the Introduction suggests that it might play a notable role in the process of language learning and to an extent define the students efficiency in understanding and using the foreign language. If there is considerable influence, then this factor must be evaluated and properly accounted for.

However, research efforts related to metaphorical competence are mostly focused on English as a second or foreign language. This is a logical consequence of obvious circumstances such as a wide spread of English studies across the globe. In its turn, scientific thought on application of this concept to other languages has only started emerging. Thus, there is still room for findings on development of metaphorical competence in terms of Russian as a foreign language. It is not yet fully known whether popular and widely used methodical literature, such as textbooks, for learners of Russian actually contributes to formation of this aspect of language acquisition; this constitutes the narrow problem of this paper.

The greater problem that our research project is aimed at could be phrased as follows. The influence of students levels of metaphorical competence in the Russian language on their academic and communicative achievements has not yet been fully estimated either. It is thus necessary to determine types of metaphorical expressions that have not received sufficient coverage in manuals for learners of the Russian language, develop additional methodical and didactical materials for students. One must also introduce these materials into teaching practice to ensure improved development of metaphorical competence, and lead the students through further comparison of language proficiency against students who had usual training.

Additionally, a secondary problem that is of certain interest for us is the need to perform wider studies of the referential aspect of metaphors in the context of language acquisition and interpretation. This connection between linguistic didactics and cognitive / applied linguistics is still not completely described; however, it may be resourceful not only for foreign language studies, but also for certain areas of robotics, machine learning, and artificial intelligence.

 

3.       Research Questions

 

Consideration of the problems has led us to formulation of questions that represent our primary and secondary objectives, as well as our intentions concerning the work towards possible solutions.

The primary research questions of this certain paper are as follows:

1) What metaphorical expressions are used in exercises and texts of major popular Russian series of textbooks on Russian as a foreign language?

2) Upon analyzing the metaphorical expressions and their contexts, what types of the expressions can be differentiated in accord with their semantical reference?

3) What exact types of the metaphorical expressions are the least and the most frequent in exercises and texts of major popular Russian series of textbooks on Russian as a foreign language?

 

 

4.       Purpose of the Study

By means of combining the previously described problems with research questions, we achieve the ability to establish and formulate the purpose of our research effort.

The immediate purpose of this study is to collect metaphorical expressions from exercises and texts of major local series of textbooks on Russian as a foreign language, analyze the foundations of metaphorical transitions and define the semantical reference of each expression. The aim was to perform typological classification of the metaphorical expressions in accord with their previously defined semantical references, determine amounts and frequency of each type of expressions in each series, and subsequently attempt initial evaluation of each series in regard to development of metaphorical competence in students of Russian as a foreign language.

 

5.       Research Methods

We have chosen to analyze three major series of textbooks on Russian as a foreign language that are popular and frequently used in educational practices of Russian universities in general and of the North Caucasus Federal University in particular. These sets of academic instructions, texts and exercises cover a wide scope of language mastery levels, starting from Elementary (A1) and following up to Intermediate/Upper Intermediate (B1/B2), and we find their applications in basic Russian training of foreign students who need to obtain certain language proficiency prior to beginning their studies. Due to the fact that authors aimed at persistent longitudinal acquisition of the language, these series of textbooks provide solid material for evaluating the gradual increase in the amount and quality of tasks, exercises, and lexical material designed for development of metaphorical competence in foreign students.

The analyzed series are Doroga v Rossiyu [Road to Russia] by V. Antonova, M. Nakhabina and A. Tolstykh (9th edition, in 4 volumes); Zhili-Byli [Once Upon a Time] by L. Miller, L. Politova and I. Rybakova (7th edition, in 2 volumes); Poekhali [Lets Go] (volume 1 by S. Chernyshov, 7th edition; volumes 2.1 and 2.2 by S. Chernyshov and A. Chernyshova, 2nd edition). Texts and exercises in the textbooks were scanned for metaphorical expressions (i.e. those that had indirect meanings based on similarity); the expressions were written out along with their physical contexts and then classified by types in accord with their respective semantical reference. In this certain study, we have determined to use the notion of reference to address the foundations on which metaphorical transitions take place. For example, a phrase such as sour smile would be classified as referring to 1) facial expressions and 2) taste. We admit that this use of the term reference might not be entirely accurate, as it is usually associated with concrete real objects a speaker is talking or writing about. However, such an approach would not allow us to provide any typological classification of metaphors, as they would all refer to different concepts, subjects, phenomena etc. described in each individual text. This situation is more or less inevitable due to the fact that almost any modern learning book in a foreign language contains a patchwork of separate texts that are not related to each other.

As far as our definition of metaphorical expressions is concerned, we find it necessary to note that it has intentionally been given a wide scope. From the point of view of a native speaker, some expressions are not perceived as metaphorical any more due to the fact that their transition-based meaning has since been frequently used and become more or less commonplace. However, for a student of a foreign language such constructions would require actual use of metaphorical competence to understand the transition and internalize the concept. This approach is consistent with other papers on the topic of metaphorical competence that we mentioned in the Introduction. For example, in (Pérez 2018) the phrase heated argument was regarded as an object of metaphorical competence, as Spanish students of English as a foreign language needed to acquire the idea of ones anger being linked to fire, explosions, etc.

It is necessary to remark that we intentionally ignored set expressions, idioms and other phraseology that is reproduced in a fixed form and is supposed to be learned by heart as is. Even though such expressions are often based on metaphorical transitions, they have long since turned into clichés. We wanted to focus on less standard, freer phrases that require certain linguistic efforts and are able to change their physical contexts. The principal criterion that we used for differentiation is more or less standard. If the word that carries out the metaphorical transition cannot be replaced by a similar one, then a word combination is considered as a set expression. And if there are several parallel combinations, then a phrase is regarded as one having enough semantical and syntactical freedom to be separated from the body of phraseological units. For example, phrases such as to fall ill or to catch cold would therefore be marked as idioms, as there are no alternatives to rise ill and to grab cold are not possible, the combinations are contextually bound. In its turn, the aforementioned smile could be warm or cold (temperature), bitter or sweet (taste), radiant or dim (visual perception), and thus these combinations would be classified as contextually unbound. It could be argued that this criterion has some roughness in it, but we believe that it is sufficient for our immediate study purposes.

A partial consequence of this previously described approach was our decision to pay more attention to adjectival and nominal constructions (i.e. those where the metaphorical transition is expressed by an adjective or a noun). We believe that they are more adjacent to the notion of similarity conveyed by metaphors (due to the fact that similarity is usually based on comparison of objects attributes), and that their degrees of contextual freedom tend to be greater in comparison with verbal constructions the other frequent type of metaphorical expressions. Adjectival adverbs and adjectivized participles have also been included, whereas verbal constructions were placed aside for further separate research.

Each expression was then described by means of defining the types of 1) what exactly undergoes indirect comparison (we named it Source), 2) the Target of comparison, and 3) the basis of metaphorical transition (the Attribute). For example, if we consider the phrase heavy duty, then the source is Activity, the target is Object, and the attribute is Weight: someones activity is compared to a physical object on the basis of supposedly having certain mass.

 

6.       Findings

Upon collection and preliminary processing of linguistic material from the major textbooks on Russian as a foreign language, the following categories and types were defined to be used in source, target, and attribute fields of statistical tables for metaphorical expressions. It is crucial to note that all entries in the table below are translated from the Russian language, as they were used to process Russian linguistic material; they might not be consistent with English metaphors and are only provided as illustrations. Names and contents of suggested types are based on data provided in a semantical dictionary of the Russian language (Shvedova 2003).

Table 01.   Nomenclature of referential types

Categories and types

Contents

Manifestations

Entities

Subject

Any living being that is able to act

Human; animal

Human

Any action or attribute that is only associated with humans

Friend; certain person

Plant

Any notion associated with vegetation

Flower; defoliation

Object

Any physical body

Rock; table

Body part

Any separate fragment of a subjects body

Lips; leg

Substance

Any notion related to matters and essences

Air; soil

Actions and processes

Event

Any time-based finite set of actions with a result

Life; fight

Activity

Any process performed over time by a subject or an object

Studying; blossoming

Facial expression

Any meaningful movement of a subjects face

Smile; frown

Endowment

Anything related to giving or donation

Gifted

Thinking

Any mental activity of a person

Outlook; thought

Speech

Anything related to manner and content of discourse

Words; text

Physical phenomena and properties

Weight

Any mass-based attribute

Light; heavy

Dimension

Any attribute based on single dimension

High; far; wide

Magnitude

Any idea based on several dimensions

Large; volume

Material

Anything that is used to make something

Food; durable; gold

Exterior

Any non-specific visual aspect of an object or a subject

Dusty; grey-haired

Light

Any visual aspect associated with emission of light

Star; brilliant

Combustion

Any attribute associated specifically with burning

Fire; flaming

Shape

Any visual aspect related to a geometrical form

Ring; circle

Freezing

Anything related to transfer between solid and liquid forms

Melting; ice

Sound

Any attribute related to acoustics

Quiet; loud

Softness

Any attribute associated with mellowness of surface

Rough; tender

Filling

Any notion related to containment

Full; empty; dry

Openness

Any aspect associated with the notion of closure

Open; enclosed

Firmness

Any form of resistance to physical force

Firm; sturdy

Freshness

Any aspect of being new and ready for consumption

Fresh; stale

Strength

Anything related to a subjects physical strength

Strong; weak

Structure

Any part of a subjects or an objects constitution

Branch; foundation

Fluidity

Any aspect of being able to flow

Stream; source

Temperature

Anything associated with heat

Hot; cold

Clarity

Any idea associated with contamination

Clear; transparent

Density

Any aspect related to an objects density

Tight; loose

Psychics and feelings

Relationship

Any form of persistent interaction between individuals

Friendship

Taste

Any attribute related to gustation

Bitter; sweet

Emotional experience

Any emotion or inner feeling

Love; happy

Abilities

Any description of a subjects competence

Smart; stupid

Character

Any aspect of a subjects persistent psychical traits

Kind; evil

Abstract notions

Age

Anything related to a subjects age

Old; young

Function

Any notion related to an objects purpose

Displaying; unlocking

Phenomenon

Any abstract notion of an objective process

Wind; music

Information

Anything associated with knowledge, including media

Newspaper; data

Concept

Any abstract notion based on generalization

Level; measure

Set

Any finite and complete combination of elements

World; nature; fleet

Multitude

Any number-based aspect of quantity or quality

Rich; diversity

 

It is evident that degrees of specification vary in different sections of the table. For example, Physical phenomena and properties are represented in more detail. We opted for a wider scope of narrower types in order to single out more possible aspects of the semantic reference and, consequently, possible variants of metaphorical transitions with respect to concrete tasks of language learning. It would have been easy to merge Light with Sound, or Weight with Temperature, but from the viewpoint of second or foreign language acquisition these types of meaning transfer are notably different and should be treated separately.

We can now proceed with the statistical data themselves.

In Doroga v Rossiyu, a total of 371 contexts was written out of the 4 volumes in the series. Volume 1 (Elementary) only contained one metaphorical expression; volume 2 (Basic) 62; volume 3 (Intermediate) 117; volume 4 (Upper Intermediate) 223. 176 metaphorical expressions were classified as verbal and separated for future research. The remaining 195 combinations constituted the body of material for statistical analysis. In Zhili-Byli, 65 contexts were marked as verbal whereas the remaining 69 were analyzed for this certain study; the total number of samples found in 2 volumes was thus equal to 134. Volume 1 (Elementary) had 5 metaphorical expressions in total; volume 2 (Basic) contained the rest. In Poekhali, 103 non-verbal contexts of metaphorical expressions were collected from 3 volumes and underwent further typological evaluation. The total number of contexts was equal to 162; in volume 1 (Elementary) there were 38 contexts, in volumes 2 and 3 (Basic) 38 and 86, respectively.

The table below contains numbers of contexts per category for source, target, and attribute fields respectively. For practical convenience, typological categories were sorted alphabetically. D stands for Doroga v Rossiyu, Z for Zhili-Byli, P for Poekhali. Certain narrower types that may be considered relevant for objectives and tasks of Russian linguistic didactics were grouped alongside larger adjacent notions in the Notable subtypes column wherever it is possible. It should be noted that certain contexts contained several metaphorical expressions and / or belonged to several types simultaneously.

 

Table 02.   Statistical data per referential types and textbook series

#

Types

Notable subtypes

Source contexts

Target contexts

Attribute contexts

D

Z

P

D

Z

P

D

Z

P

1

Abilities

-

3

 

 

 

 

 

1

1

2

2

Strength

 

1

1

 

 

 

15

2

3

3

Activity

-

29

7

10

 

2

 

7

5

2

4

Facial expressions

3

1

 

 

 

 

 

 

 

5

Speech

6

4

2

 

 

 

 

 

 

6

Thinking

2

1

4

 

 

 

 

 

 

7

Age

 

 

1

 

 

 

 

6

1

31

8

Character

 

7

3

5

 

 

 

6

 

3

9

Concept

 

12

3

8

6

 

 

 

 

 

10

Emotional experience

 

7

9

12

 

 

 

11

 

1

11

Event

 

40

3

12

 

 

 

 

 

 

12

Exterior

-

 

 

 

 

 

 

11

8

2

13

Combustion

 

 

 

 

 

 

3

3

 

14

Freezing

 

 

 

 

 

 

1

 

 

15

Light

2

1

 

 

 

 

11

2

4

16

Shape

 

 

 

 

 

 

4

2

3

17

Function

 

 

 

 

 

 

 

9

7

7

18

Information

 

5

1

2

 

 

 

 

 

 

19

Magnitude

-

 

 

 

 

 

 

25

2

16

20

Dimension

1

 

 

 

 

 

27

10

7

21

Weight

 

 

 

 

 

 

37

4

3

22

Material

-

3

1

1

16

6

5

7

4

 

23

Freshness

 

 

 

 

 

 

4

 

4

24

Softness

 

 

 

 

 

 

4

 

 

25

Temperature

2

 

 

 

 

 

3

4

 

26

Multitude

-

3

 

 

 

 

 

3

2

3

27

Set

11

1

 

1

 

 

 

 

 

28

Object

-

22

10

34

129

33

45

 

 

 

29

Body part

16

4

3

1

3

2

 

1

 

30

Phenomenon

 

19

8

2

1

3

2

 

 

 

31

Relationship

-

7

 

3

 

 

 

2

 

2

32

Endowment

 

 

 

 

 

 

3

 

1

33

Sound

 

2

2

 

 

 

 

1

 

 

34

Structure

-

 

 

 

 

 

 

4

 

1

35

Filling

 

 

 

 

 

 

7

3

6

36

Firmness

 

 

 

 

 

 

4

2

1

37

Openness

 

 

 

 

 

 

3

2

 

38

Subject

-

2

 

1

39

10

38

 

 

 

39

Human

10

6

1

6

5

10

 

 

 

40

Plant

1

 

 

2

 

1

 

 

 

41

Substance

-

2

 

2

8

6

 

 

 

 

42

Clarity

 

 

 

 

 

 

3

4

 

43

Density

 

 

 

 

 

 

2

 

 

44

Fluidity

 

1

 

 

 

 

1

1

 

45

Taste

 

 

 

 

 

 

 

6

1

1

 

For Doroga v Rossiyu, the following observations can be made:

i) The most frequent sources of transitions, i.e. phenomena that undergo metaphorical comparisons, belonged to such types as Event, Activity, Object, Phenomenon, and Body part.

ii) The absolute majority of targets, i.e. phenomena that sources were indirectly compared to, belonged to the Object type, followed by Subject and Material.

iii) The most actively used types of attributes that served the purpose of metaphorical transitions were related to Weight, Dimension, and Magnitude, followed by Strength.

A rough derivation would be that a typical metaphorical expression found in Doroga v Rossiyu would indirectly compare a process to an object on the basis of its weight or size, or compare a phenomenon to a subject on the basis of its strength. This would include combinations such as heavy labor or strong character. Of course, these are only illustrations; it is beyond doubt that other combinations are equally possible.

In Zhili-Byli, several dominating categories can also be distinguished:

i) The sources do not manifest any considerable dispersion, but the leaders of the group are Object, Emotional experience, and Phenomenon, closely followed by Activity and Human.

ii) The greatest amount of target contexts is associated with Object and Subject types.

iii) Attribute contexts are rather equally distributed among types, thus being similar to sources; the top 3 entries are Dimension, Exterior, and Function.

An interesting peculiarity of Zhili-Byli is its relatively active use of metaphorical expressions where emotional experiences undergo indirect comparisons to material objects. The contexts also indicate that activities are exclusively compared to objects and materials in this series of textbooks. A typical construction would thus look like thin feelings.

For Poekhali, principal characteristics are as follows:

i) The most notable types of phenomena that are compared to other notions via metaphorical transitions are Object, Emotional experience and Event, followed by Activity.

ii) The scope of possible entities that indirect comparisons were aimed at is rather limited and includes 7 entries. The greatest frequency was determined for the Object type; Subject was actively used either. The third popular category was Human.

iii) The set of attributes was dominated by Age and Magnitude.

Therefore, Poekhali makes larger and more extensive use of metaphorical expressions where objects are compared to subjects on the basis of age. Phrases such as old town or old car were very frequent. Even though such combinations might look trivial, we still find them worthy of notice, as they might not be immediately clear for a foreign student who is a representative of a different culture. A native speaker of the Russian language would naturally say my old car referring to the vehicle they have sold to purchase another, even if their previously owned asset does not actually have many years in existence.

Further comparison of all gathered data suggests that students who use the three major series textbooks on Russian as a foreign language are all being increasingly exposed to metaphorical expressions as the language mastery level rises. It should also be remarked that starting with Basic level (A2), the authors of the textbooks begin adding dedicated exercises based on contrast between direct and indirect meanings. However, the nature and contents of metaphorical expressions vary. Students of Doroga v Rossiyu would encounter a lot of weight-based transitions and learn to understand indirect comparisons of events to other phenomena. Those who work with Zhili-Byli would mostly face phrases where objects undergo comparison, as well as see a greater number of dimension-based transitions expressed by adjectives such as long or deep. Learners using Poekhali would be more familiar with metaphorical expressions based upon rethinking of age.

At the same time, the numbers indicate that in all three scenarios, indirect comparisons to objects and subjects would be the most common, and upon some generalization it could be claimed that metaphorical expressions in major textbooks on Russian as a foreign language are usually based on physical attributes mass, size, visual traits etc. We find it possible to assume that this sort of expressions is the easiest to be explained by teachers and grasped by students; they are likely to be rather universal across different cultures.

On the other hand, the data suggest that certain areas, mostly related to some physical and psychical processes, are not sufficiently covered in any of the three series. None of those made notable use of metaphorical expressions that would be to any extent based on mental abilities and intellect, traits of character in general, facial expressions, combustion or freezing, sound, taste, tactile feelings such as softness, pressure, or temperature. These areas might require additional attention in the process of formation of metaphorical competence in students of Russian as a foreign language.

7.       Conclusion

The following conclusions, or answers to our research questions, can be made:

1. In exercises and texts of major popular Russian series of textbooks on Russian as a foreign language, 367 adjectival, nominal, and adverbial metaphorical expressions were identified and studied statistically. A comparably large group of verbal metaphorical expressions was singled out for future research.

2. Upon analyzing the metaphorical expressions and their contexts, three referential aspects were separated for each phrase: source (the initial member of comparison), target (the other member of comparison), and attribute (the foundation of metaphorical transition). To describe each of the aspects, 45 typological categories were differentiated, following a dedicated semantical dictionary of the Russian language and taking into account specific traits and tasks of foreign language learning.

3. As a result of statistical research and analysis, it was determined that the most frequent types of metaphorical expressions found in exercises and texts of major popular Russian series of textbooks on Russian as a foreign language were related to objects, subjects, activities, events, dimensions, weight, material, magnitude, emotional experience, and age. The least frequent types were associated with freezing, density, fluidity, facial expressions, softness, endowment, plants, sound, structure, and openness.

The research project that we are aiming to perform has only been started. As a part of this conference presentation, we wished to share and discuss initial preliminary findings. It is beyond doubt that these results and conclusions are open for further addition, elaboration and analysis. The next immediate objective would be to process the bodies of verbal metaphorical expressions. In perspective, we will refine our results by means of student testing and corpus research, as well as make practical application of these results in development of tasks and exercises for students of Russian as a foreign language, aimed at more intense formation of metaphorical competence.

 

Acknowledgments [if any]

 

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